What is the purpose of the investigative committee?

The primary role of an investigative committee is to assess the situation and gather information to determine whether there is sufficient cause to proceed with formal legal actions, such as issuing a summons and complaint. This process is crucial in ensuring due diligence before any potential disciplinary measures or penalties are imposed. The committee typically conducts inquiries, evaluates evidence, and considers testimonies to establish whether any regulatory violations or misconduct have occurred.

In this context, the objective is not to impose penalties or fines—that responsibility may come later in the process if the committee finds sufficient grounds for action. Therefore, their main focus is to determine if there is justifiable cause to escalate the matter legally, ensuring that any actions taken are warranted and based on established evidence.